When selling a security for a customer, which item is NOT required to be included on the sell order ticket?

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The requirement for a sell order ticket emphasizes the need for essential details pertaining to the transaction to ensure proper record-keeping and compliance with regulatory standards. The inclusion of the name of the security sold, the price at which it was sold, and the time of the transaction are all crucial elements that contribute to a clear and accurate understanding of the transaction conducted.

The customer's Social Security number, however, is not typically a required element on the sell order ticket. While it is essential for other aspects of account management and customer identification processes, it is not necessary to document it for the transaction itself on the sell order ticket. This distinction helps maintain customer privacy and reduces the risk of sensitive information being shared unnecessarily, while still ensuring that the key transactional details are captured for compliance and record-keeping purposes.

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